Disclosures
Privacy Policy - Poplar Forest Capital LLC ("Poplar Forest") may collect nonpublic information to process and administer clients' business and to ensure that we are satisfying their financial needs. This includes:
- Information provided to Poplar Forest, such as on applications, questionnaires, contracts, or other forms.
- Transactions, account balances, account history, and transactions with us, affiliates or third parties.
- Information provided by clients and their representatives.
Security Measures - It is the policy of Poplar Forest to restrict access to nonpublic information to those employees, agents, representatives or third parties that need to know the information to provide products and services to its clients. This includes:
- Physical safeguards including restricted elevator access to its offices and full-time staffed reception desk to check people who arrive at the office.
- Electronic safeguards including firewalls for server database protection, passwords for computer login for on-site computers, and limited access to the off-site computer room.
- Restricting access to client information to those required to have access in order to service client needs.
Sharing of Nonpublic Information - Poplar Forest does not share nonpublic information about its customers with anyone except:
- As permitted by law.
- Affiliated Poplar Forest companies, brokers, banks, agents, employees, and third parties who need to know this information in order to perform services on the client's behalf.
- Other financial institutions with whom we have relationships, which may include banks, attorneys, trustees, third-party administrators, registered broker/dealers, auditors, regulators, and transfer agents, in order to service client accounts.
This is not an offering. An offering will be made only by means of a final offering memorandum and only in those jurisdictions where permitted by law. Past performance is not indicative of future returns. Performance is preliminary and un-audited, and subject to change. Results are net of all standard fees and expenses. Fund returns are inclusive of the reinvestment of dividends and other earnings.
The fund is subject to a variety of risks, including but not limited to: investments may be volatile and subject to stock market risk; investments may be illiquid; an investor could lose all or a substantial amount of any investment in the fund; there is no secondary market for interests in the fund nor is one expected to develop, and there are substantial restrictions on transferring an investment in the fund; fees and expenses of the fund may be higher than those of other investments and will reduce the portfolio return. Consult the Funds' offering memorandum for complete risk disclosures and other important information.
70 South Lake Avenue, Suite 930
Pasadena, California 91101
626.304.6000
